Description:

Can be used to finance goods subject to trade embargoes or financial sanctions.

Appears in:

• Acquisition Leveraged Finance
• Borrowing Base Facility
• Bridge Loan
• Certificate of Deposit (Broker Acting as Principal)
• Certificate of Deposit (Broker Acting on Behalf of Client)
• Certificate of Deposit (Direct Interaction with Clients)
• Commodity Option
• Commodity Swap
• Credit Facility
• Currency Swap
• Deposit
• Deposit (Direct with Client)
• Deposit (via Broker)
• Discounting of Receivables With or Without Recourse
• Documentary Collections (Export)
• Documentary Collections (Import)
• Equity Option
• Exotic FX Option
• Exotic Interest Rate Option
• FX Option
• FX Prime Brokerage (Continuous Linked Settlement)
• FX Prime Brokerage (Non-Continuous Linked Settlement)
• FX Spot
• Import Guarantee (Standby Letter of Credit)
• Index Option
• Letter of Credit and Guarantee Syndication
• Leveraged Loan
• Liquidity Support Facility
• Loan Syndication
• Multi-Product Facility
• Option
• Option On Futures
• Overdraft Facility
• Performance Bond
• Revolving Credit Facility (Bilateral Agreement)
• Revolving Credit Facility (Syndicated)
• Standby Facility
• Term Loan

Addressed by:

• Approval to Make 3rd Party Payment: Compliance approval is required for 3rd party payment and monitoring.
• Limits on 3rd Party Payments: Restricted capacity to make 3rd party payments.
• Transactional Due Diligence (TDD): Conducts a detailed examination of specific transactions identified as being higher risk.